Notification of Major Holdings1. Details of issuer | Name: | MorphoSys AG |
| Street: | Semmelweisstr. 7 |
| Postal code: | 82152 |
| City: | Planegg
Germany |
| Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification | | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason:
|
3. Details of person subject to the notification obligation Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 8.63 % | 5.07 % | 13.70 % | 37716423 |
| Previous notification | 8.78 % | 4.01 % | 12.80 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % |
| | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) |
| DE0006632003 | 0 | 906714 | 0.00 % | 2.40 % |
| DE000A4BGGU0 | 0 | 1943259 | 0.00 % | 5.15 % |
| US6177602025 | 0 | 404689 | 0.00 % | 1.07 % |
| Total | 3254662 | 8.63 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to Recall over Lent Shares (DE0006632003) | | At any time | 2192 | 0.01 % |
| Right of Use over Shares (DE0006632003) | | At any time | 50190 | 0.13 % |
| Right of use over shares (DE000A4BGGU0) | | At any time | 498611 | 1.32 % |
| Right of use over ADRs (US6177602025) | | At any time | 295174 | 0.78 % |
| Right to Recall over ADRs (US6177602025) | | At any time | 68875 | 0.18 % |
| | | Total | 915042 | 2.43 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Convertible bonds (DE000A3H2XW6) | 16/10/2025 | 25/11/2020 - 30/08/2025 | Physical | 44177 | 0.12 % |
| Right of use over convertible bonds (CH1286962597) | | At any time | Cash | 3514 | 0.01 % |
| Right of use over convertible bonds (DE000A3H2XW6) | | At any time | Physical | 555259 | 1.47 % |
| Swaps on Baskets (DE000A4BGGU0) | | 27/08/2026-28/04/2027 | Cash | 394480 | 1.05 % |
| | | | Total | 997430 | 2.64 % |
8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 7.46 % | % | 8.66 % |
| UBS Switzerland AG | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 7.46 % | % | 8.66 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 7.46 % | % | 8.66 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 7.46 % | % | 8.66 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 7.46 % | % | 8.66 % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) S.A. | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 7.46 % | % | 8.66 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:Date
28.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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