Notification of Major Holdings1. Details of issuer Name: | MorphoSys AG |
Street: | Semmelweisstr. 7 |
Postal code: | 82152 |
City: | Planegg Germany |
Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation Legal entity: Bank of America Corporation City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 3.07 % | 3.07 % | 6.14 % | 37716423 |
Previous notification | 3.76 % | 3.04 % | 6.80 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE0006632003 | 0 | 1117882 | 0.00 % | 2.96 % |
US6177602025 | 0 | 41577 | 0.00 % | 0.11 % |
Total | 1159459 | 3.07 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to Recall | n/a | n/a | 203001 | 0.54 % |
Rights of Use | n/a | n/a | 6100 | 0.02 % |
| | Total | 209101 | 0.56 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Put Option | 19/12/2025 | n/a | Physical | 375000 | 0.99 % |
Swaps | 13/06/2024 - 16/01/2029 | n/a | Cash | 572128 | 1.52 % |
| | | Total | 947128 | 2.51 % |
8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
Bank of America Corporation | % | % | % |
NB Holdings Corporation | % | % | % |
BAC North America Holding Company | % | % | % |
Bank of America, National Association | % | % | % |
- | % | % | % |
Bank of America Corporation | % | % | % |
NB Holdings Corporation | % | % | % |
BofA Securities, Inc. | % | % | % |
- | % | % | % |
Bank of America Corporation | % | % | % |
NB Holdings Corporation | % | % | % |
BofAML Jersey Holdings Limited | % | % | % |
BofAML EMEA Holdings 2 Limited | % | % | % |
Merrill Lynch International | % | % | % |
- | % | % | % |
Bank of America Corporation | % | % | % |
NB Holdings Corporation | % | % | % |
BAC North America Holding Company | % | % | % |
Bank of America, National Association | % | % | % |
U.S. Trust Company of Delaware | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:Date
02.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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