Notification of Major Holdings1. Details of issuer Name: | MorphoSys AG |
Street: | Semmelweisstr. 7 |
Postal code: | 82152 |
City: | Planegg Germany |
Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification | Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: Non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.06 % | 5.67 % | 5.73 % | 37655137 |
Previous notification | 0.00 % | 0.00 % | 0.00 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE0006632003 | 23028 | 0 | 0.06 % | 0.00 % |
Total | 23028 | 0.06 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall lent securities | n/a | n/a | 1185366 | 3.15 % |
Certificates | 22.03.2024- 28.03.2025 | 22.03.2024- 28.03.2025 | 112091 | 0.30 % |
Convertible Bonds | 30.08.2025 | 30.08.2025 | 205652 | 0.55 % |
| | Total | 1503109 | 3.99 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Listed Call Warrants on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 184768 | 0.49 % |
OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 186841 | 0.50 % |
Contracts For Difference | n/a | n/a | Cash | 20521 | 0.05 % |
OTC Call Options | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 122247 | 0.32 % |
OTC Put Options | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 8119 | 0.02 % |
Listed Call Warrants | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 100180 | 0.27 % |
Listed Put Warrants | 15.03.2024-03.01.2033 | Until 15.03.2024-03.01.2033 | Cash | 8120 | 0.02 % |
| | | Total | 630796 | 1.68 % |
8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
-Société Générale S.A. | % | % | % |
-Société Générale Effekten GmbH | % | % | % |
-Société Générale S.A. | % | % | % |
- SG Americas securities holdings LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:Date
08.03.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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