Notification of Major Holdings1. Details of issuer Name: | MorphoSys AG |
Street: | Semmelweisstr. 7 |
Postal code: | 82152 |
City: | Planegg Germany |
Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification X | Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason:
|
3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 3.33 % | 2.57 % | 5.90 % | 37655137 |
Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE0006632003 | 0 | 967678 | 0.00 % | 2.57 % |
US6177602025 | 0 | 287513 | 0.00 % | 0.76 % |
Total | 1255191 | 3.33 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall over shares | | At any time | 59859 | 0.16 % |
Right of use over shares | | At any time | 500100 | 1.33 % |
Right of use over ADRs (US6177602025) | | At any time | 340366 | 0.90 % |
Right to recall over ADRs (US6177602025) | | At any time | 7111 | 0.02 % |
| | Total | 907436 | 2.41 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Convertible bonds (DE000A3H2XW6) | | 25/11/2020 - 30/08/2025 | Physical | 54840 | 0.15 % |
Right of use over convertible bonds (CH1286962597) | | At any time | Cash | 3514 | 0.01 % |
Right of use over convertible bonds (CH1303979921) | | At any time | Cash | 289 | 0.00 % |
Short Put Option | 16/02/2024 | | Physical | 1700 | 0.00 % |
| | | Total | 60343 | 0.16 % |
8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
UBS Group AG | % | % | % |
UBS AG | 3.05 % | % | % |
UBS Switzerland AG | % | % | % |
- | % | % | % |
UBS Group AG | % | % | % |
UBS AG | 3.05 % | % | % |
UBS Asset Management AG | % | % | % |
UBS Asset Management Holding (No. 2) Ltd | % | % | % |
UBS Asset Management Holding Ltd | % | % | % |
UBS Asset Management (UK) Limited | % | % | % |
- | % | % | % |
UBS Group AG | % | % | % |
UBS AG | 3.05 % | % | % |
UBS Asset Management AG | % | % | % |
UBS Asset Management Switzerland AG | % | % | % |
UBS Fund Management (Switzerland) AG | % | % | % |
- | % | % | % |
UBS Group AG | % | % | % |
UBS AG | 3.05 % | % | % |
UBS Americas Holding LLC | % | % | % |
UBS Americas Inc. | % | % | % |
UBS Securities LLC | % | % | % |
- | % | % | % |
UBS Group AG | % | % | % |
UBS AG | 3.05 % | % | % |
UBS Asset Management AG | % | % | % |
UBS Fund Management (Luxembourg) SA | % | % | % |
- | % | % | % |
UBS Group AG | % | % | % |
Credit Suisse AG | % | % | % |
Credit Suisse (Schweiz) AG | % | % | % |
- | % | % | % |
UBS Group AG | % | % | % |
Credit Suisse AG | % | % | % |
Credit Suisse Asset Management International Holding Ltd | % | % | % |
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % |
Credit Suisse Funds AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:Date
12.02.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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